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Sara Wardell-Smith

Director

Sara Wardell-Smith (Director) filed 2 Form 4 reports in the past 24 months (2 purchases, 0 sales), most often in Axos Financial, Inc. (AX). Across 2 priced purchase filings, the average 21-session return was -4.2% from execution and -6.5% from disclosure (delay-adjusted; derived). The largest single filing was $300K of CFND (30,000 sh × $10.00, as filed), executed Aug 8 2025.

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Return, ttmiAverage return per filing, trailing twelve months
-4.2%
avg across 2 priced filings
Delay-adjustediThe same average, entered at disclosure dates
-6.5%
same 2 filings, from disclosure
Filings, ttm
2
2 buys · 0 sells
Median delay
2d
execution → disclosure
Volume, ttmiDollar value disclosed in the trailing twelve months
$494K
shares × price, as filed
Last traded
Aug 8 2025
Filed Aug 11 2025

Median ADV $33.0M across their filed names

Open performance
Volume by month
$300K$150K$0Oct 2024Apr 2025Oct 2025Apr 2026Mar 2025 · buys $194KAug 2025 · buys $300K
Buys $494K Sells $0

Shares × price, as filed · by filing month · past 24 months

Sectors filed on
Financial Services 1 filing Not on file 1 filing

Sector per market data · by filing · past 24 months

Most traded names
AX Axos Financial, Inc. AX · 1 buy · 0 sells 1 filing CFND CFND CFND · 1 buy · 0 sells 1 filing
Recent filings
CFNDPURCHASE C1 Fund Inc. View filing → $300K
30,000 sh × $10.00
Exec Aug 8 2025
Filed Aug 11 2025 · 2:38 PM ET
AXPURCHASE Axos Financial, Inc. View filing → $194K
3,000 sh × $64.73
Exec Mar 4 2025
Filed Mar 5 2025 · 5:30 PM ET