Financial Services overview: notable filings, the most-filed names and the most active filers.

Recent filings · Financial Services

GOLD GOLDPURCHASE Tether Global Investments Fund, S.I.C.A.F., S.A. 10% owner $3.9M
100,000 sh across 3 lots
Filed Oct 28 · 2d CRBG CRBGPURCHASE Nippon Life Insurance Co 10% owner $6.4M
182,826 sh × $34.95
Filed Oct 28 · 2d BNY BNYSALE Robin A. Vince Chairman & CEO $7.4M
50,000 sh across 2 lots
Filed Oct 28 · 2d LOB LOBSALE Gregory W Seward General Counsel $159K
4,514 sh × $35.26
Filed Oct 28 · 2d CB CBSALE Timothy Alan Boroughs Executive Vice President* $4.9M
13,596 sh across 2 lots
Filed Oct 28 · 2d FITB FITBSALE Jude Schramm EVP & CIO $453K
8,532 sh across 3 lots
Filed Oct 28 · 2d STT STTSALE W. Bradford Hu EVP and Chief Risk Officer $1.2M
7,099 sh × $168.63
Filed Oct 28 · 2d TRV TRVSALE Mojgan M Lefebvre EVP & Chief Tech & Ops Officer $4.3M
11,000 sh × $393.84
Filed Oct 28 · 1d HBAN HBANPURCHASE James D Rollins Iii Director $194K
10,000 sh × $19.43
Filed Oct 28 · 2d FLG FLGPURCHASE Alan L Frank Director $101K
10,000 sh × $10.14
Filed Oct 28 · 1d DCOM DCOMSALE Basswood Capital Management, L.L.C. Director $4.4M
102,398 sh across 6 lots
Filed Oct 27 · 4d DSM DSMPURCHASE Saba Capital Management, L.P. 10% owner $111K
20,616 sh × $5.40
Filed Oct 27 · 1d CME CMESALE Sunil Cutinho Chief Information Officer $1.5M
5,000 sh × $298.70
Filed Oct 27 · 0d GS GSSALE David M Solomon Chairman of the Board and CEO $10.9M
12,000 sh across 3 lots
Filed Oct 27 · 0d NTRS NTRSSALE Susan Cohen Levy EVP and General Counsel $3.5M
20,906 sh across 2 lots
Filed Oct 27 · 4d RVI RVISALE Robinhood Markets, Inc. 10% owner $104K
4,134 sh × $25.04
Filed Oct 27 · 4d NMCO NMCOPURCHASE Young L Robert Other $249K
28,575 sh × $8.71
Filed Oct 27 · 4d NUV NUVPURCHASE Young L Robert Other $300K
36,430 sh × $8.25
Filed Oct 27 · 4d STC STCPURCHASE Frederick H Eppinger Chief Executive Officer $133K
3,000 sh × $44.45
Filed Oct 27 · 1d NXP NXPPURCHASE Young L Robert Other $300K
22,848 sh × $13.15
Filed Oct 27 · 4d CRBG CRBGPURCHASE Nippon Life Insurance Co 10% owner $20.2M
595,609 sh across 2 lots
Filed Oct 27 · 4d NIC NICSALE Robert Bruce Atwell Director $609K
3,556 sh × $171.22
Filed Oct 27 · 4d NPB NPBPURCHASE Carrie L Boer Director $185K
12,000 sh × $15.40
Filed Oct 27 · 4d NPB NPBPURCHASE Charles Alan Williams CHAIRMAN & CEO $1.5M
100,000 sh across 2 lots
Filed Oct 27 · 4d NDAQ NDAQSALE Cohen Tal Pres. Market Platforms $1.1M
10,390 sh × $103.34
Filed Oct 27 · 4d All older trades → More filings → ← Newer Last week in Congress and insider trades→