DB
Dawn M. Brockman (SVP AND CONTROLLER) filed 1 Form 4 report in the trailing twelve months (0 purchases, 1 sale), most often in Ameriprise Financial, Inc. (AMP). The largest single filing was $264K of AMP (472 sh × $558.93, as filed), executed Aug 10. Data as of Nov 8 2026.
Add to watchlistReturn, ttmiAverage return per filing, trailing twelve months
–
no purchases on file
Delay-adjustediThe same average, entered at disclosure dates
–
returns measure stock purchases only
Filings, ttm
1
0 buys · 1 sells
Median delay
–
measured on stock purchases
Volume, ttmiDollar value disclosed in the trailing twelve months
$264K
shares × price, as filed
Last traded
Aug 10
Filed Aug 12
Median ADV $369.2M across their filed names
Open performance→Volume by month
Buys $0
Sells $264K
Shares × price, as filed · by filing month · past 24 months
Sectors filed on
Financial Services
1 filing
Sector per market data · by filing · past 12 months
Most traded names
AMPRecent filings
AMPSALE
Ameriprise Financial, Inc.
View filing →
$264K472 sh × $558.93
Exec Aug 10
Filed Aug 12 · 4:55 PM ET AMPSALE Ameriprise Financial, Inc. View filing → $196K
350 sh × $560.12
Exec Nov 6 2024
Filed Nov 8 2024 · 5:30 PM ET