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Dawn M. Brockman

SVP AND CONTROLLER

Dawn M. Brockman (SVP AND CONTROLLER) filed 1 Form 4 report in the trailing twelve months (0 purchases, 1 sale), most often in Ameriprise Financial, Inc. (AMP). The largest single filing was $264K of AMP (472 sh × $558.93, as filed), executed Aug 10.

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Return, ttmiAverage return per filing, trailing twelve months
no purchases on file
Delay-adjustediThe same average, entered at disclosure dates
returns measure stock purchases only
Filings, ttm
1
0 buys · 1 sells
Median delay
execution → disclosure
Volume, ttmiDollar value disclosed in the trailing twelve months
$264K
shares × price, as filed
Last traded
Aug 10
Filed Aug 12

Median ADV $369.2M across their filed names

Open performance
Volume by month
$264K$132K$0Oct 2024Apr 2025Oct 2025Apr 2026Nov 2024 · sells $196KAug 2026 · sells $264K
Buys $0 Sells $460K

Shares × price, as filed · by filing month · past 24 months

Sectors filed on
Financial Services 1 filing

Sector per market data · by filing · past 12 months

Most traded names
AMP Ameriprise Financial, Inc. AMP · 0 buys · 2 sells 2 filings
Recent filings
AMPSALE Ameriprise Financial, Inc. View filing → $264K
472 sh × $558.93
Exec Aug 10
Filed Aug 12 · 4:55 PM ET
AMPSALE Ameriprise Financial, Inc. View filing → $196K
350 sh × $560.12
Exec Nov 6 2024
Filed Nov 8 2024 · 5:30 PM ET