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Thomas J Fallon

Director

Thomas J Fallon (Director) filed 4 Form 4 reports in the trailing twelve months (4 purchases, 0 sales), most often in HTGC. Across 4 priced purchase filings, the average 21-session return was -1.8% from execution and -1.6% from disclosure (delay-adjusted; derived). The largest single filing was $318K of HTGC (20,000 sh × $15.88, as filed), executed Feb 17.

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Return, ttmiAverage return per filing, trailing twelve months
-1.8%
avg across 4 priced filings
Delay-adjustediThe same average, entered at disclosure dates
-1.6%
same 4 filings, from disclosure
Filings, ttm
4
4 buys · 0 sells
Median delay
2d
execution → disclosure
Volume, ttmiDollar value disclosed in the trailing twelve months
$856K
shares × price, as filed
Last traded
Mar 26
Filed Mar 30
Impact on $10,000 · 12M
$10,172 (+1.7%)
S&P 500 $11,725 (+17.2%) · 15.5 pts behind
$11.8k$10.4k$9.0kSep 22 2025Mar 23Sep 21
Thomas J Fallon S&P 500

Compounded across filings from disclosure dates · past 12 months

Open performance
Volume by month
$751K$376K$0Oct 2024Apr 2025Oct 2025Apr 2026May 2025 · buys $105KFeb 2026 · buys $751KMar 2026 · buys $104K
Buys $961K Sells $0

Shares × price, as filed · by filing month · past 24 months

Sectors filed on
Not on file 4 filings

Sector per market data · by filing · past 12 months

Most traded names
HTGC HTGC HTGC · 5 buys · 0 sells 5 filings
Recent filings
HTGCPURCHASE Hercules Capital, Inc. View filing → $104K
7,300 sh × $14.30
Exec Mar 26
Filed Mar 30 · 7:45 PM ET
HTGCPURCHASE Hercules Capital, Inc. View filing → $284K
20,000 sh × $14.20
Exec Feb 27
Filed Feb 27 · 4:33 PM ET
HTGCPURCHASE Hercules Capital, Inc. View filing → $150K
10,000 sh × $14.98
Exec Feb 24
Filed Feb 25 · 4:03 PM ET
HTGCPURCHASE Hercules Capital, Inc. View filing → $318K
20,000 sh × $15.88
Exec Feb 17
Filed Feb 19 · 11:12 AM ET
HTGCPURCHASE Hercules Capital, Inc. View filing → $105K
5,976 sh × $17.53
Exec May 8 2025
Filed May 9 2025 · 5:30 PM ET