IU
III Donald J Umpleby (Executive Chairman) filed 3 Form 4 reports in the past 24 months (0 purchases, 3 sales), most often in Caterpillar Inc. (CAT). The largest single filing was $8.7M of CAT (17,166 sh × $505.29, as filed), executed Oct 10 2025. Data as of Nov 8 2026.
Add to watchlistReturn, ttmiAverage return per filing, trailing twelve months
–
no purchases on file
Delay-adjustediThe same average, entered at disclosure dates
–
returns measure stock purchases only
Filings, ttm
3
0 buys · 3 sells
Median delay
–
measured on stock purchases
Volume, ttmiDollar value disclosed in the trailing twelve months
$23.7M
shares × price, as filed
Last traded
Oct 10 2025
Filed Oct 14 2025
Median ADV $2.6B across their filed names
Open performance→Volume by month
Buys $0
Sells $23.7M
Shares × price, as filed · by filing month · past 24 months
Sectors filed on
Industrials
3 filings
Sector per market data · by filing · past 24 months
Most traded names
CAT
Caterpillar Inc.
CAT · 0 buys · 3 sells
3 filings
Recent filings
CATSALE
Caterpillar Inc.
View filing →
$8.7M17,166 sh × $505.29
Exec Oct 10 2025
Filed Oct 14 2025 · 5:30 PM ET CATSALE Caterpillar Inc. View filing → $7.9M
17,166 sh × $462.65
Exec Sep 22 2025
Filed Sep 23 2025 · 5:30 PM ET CATSALE Caterpillar Inc. View filing → $7.1M
17,168 sh × $412.87
Exec Sep 2 2025
Filed Sep 3 2025 · 5:30 PM ET